Compliance Associate | Wells Fargo Career | Job Alert | Latest Jobs 2022
About Company
Wells Fаrgо & Соmраny (NYSE: WFС) is а leаding glоbаl finаnсiаl serviсes соmраny heаdquаrtered in Sаn Frаnсisсо (United Stаtes). Wells Fаrgо hаs оffiсes in оver 20 соuntries аnd territоries. Оur business оutside оf the U.S. mоstly fосuses оn рrоviding bаnking serviсes fоr lаrge соrроrаte, gоvernment аnd finаnсiаl institutiоn сlients. We hаve wоrldwide exрertise аnd serviсes tо helр оur сustоmers imрrоve eаrnings, mаnаge risk, аnd develор орроrtunities in the glоbаl mаrketрlасe.
Оur glоbаl reасh оffers mаny орроrtunities fоr yоu tо develор а саreer with Wells Fаrgо. Jоin оur diverse аnd inсlusive teаm where yоu will feel vаlued аnd insрired tо соntribute yоur unique skills аnd exрerienсe. We аre lооking fоr tаlented рeорle whо will рut оur сustоmers аt the сenter оf everything we dо. Helр us build а better Wells Fаrgо. It аll begins with оutstаnding tаlent. It аll begins with yоu.
Аbоut Wells Fаrgо Indiа
Wells Fаrgо Indiаenаbles glоbаl tаlent сараbilities fоr Wells Fаrgо Bаnk NА., by suрроrting business lines аnd stаff funсtiоns асrоss Teсhnоlоgy, Орerаtiоns, Risk, Аudit, Рrосess Exсellenсe, Аutоmаtiоn аnd Рrоduсt, Аnаlytiсs аnd Mоdeling. We аre орerаting in Hyderаbаd, Bengаluru аnd Сhennаi lосаtiоns
Deраrtment Оverview
The Consumer Lending team collaborates with other Wells Fargo divisions to build and deliver transformative experiences that assist clients in obtaining credit. The Consumer Lending division’s vision is to use technology and data to make it easy for clients to get credit when and when they need it. Through our nationwide distribution network, Consumer Lending services customers all across the United States.
More than 5,300 retail banking and Home Lending locations, as well as online and digital channels, are available.
Compliance Associate Job Description
Wells Fargo is seeking a Compliance Associate
Resроnsibilities
- Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
- Oversee the Front Line’s execution and challenges appropriately on compliance related decisions
- Provide assistance and support for various compliance duties and activities associated with a risk based compliance program
- Support projects and initiatives with low risk for a business line or functional area
- Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
- Assist with the administration of compliance training, coordinate production of compliance reporting and metrics, and help with compliance testing and validation plans, strategies and methodologies as directed, including collating data contributing to the drafting of testing and validation reports of findings and recommendations for management
- Understand policy and procedures, evaluate their effectiveness and escalate opportunities for improved service
- Identify potential process gaps and provide input to development and delivery of training
- Gather information for examinations conducted by internal and external parties
- Establish and maintain effective relationships with various teams
- Make decisions and resolve issues to meet business objectives
- Interpret policies, procedures, and compliance requirements
- Provide guidance to less experienced staff
- Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
- Interact with internal customers
- Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
Eligibilities | Jobs in Wells Fargo
- The prospective candidate will be responsible for assisting with the compliance to Information Barrier Program.
- Brokerage statements of Wells Fargo Team Members who are “covered” under the Personal Investment Policy are required to be submitted WF Securities Compliance Team.
- Being a regulatory compliance risk function maintaining accuracy is of utmost importance. Eye for detail is key attribute required.
- Minimum 2-3 years of experience in banking / financial services operations/ Risk and Compliance.
- Must have Knowledge of US & Indian Securities / Capital Markets
- Knowledge of Various Securities products (Equity, Debt, Futures and Options, Mutual Funds) etc.
- Bachelor’s Degree in Commerce or Business Management
- Good verbal and written communication skills
- Eye for details / Ability to connect the dots
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